Michael Rose
Michael Rose is a registered investment advisor at LPL Financial LLC, based in Albuquerque, NM, with 25 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4263 Montgomery Blvd Ne, Ste 100, Albuquerque, NM, 87109
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2022Other Business ActivitiesSells Insurance
Michael is involved with Michael R Rose Financial Services Inc. selling non-variable insurance, dedicating a few hours per week. He also operates Michael R Rose Wealth Management as a DBA for LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Allstate Financial Services, LLCBroker
Quest Capital Strategies, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Bancwest Investment Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Edward JonesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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