David Work is a registered investment advisor, based in Chicago, IL, with 24 years of industry experience.
Location
200 W. Madison St Ste 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is an adjunct faculty member at Texas Christian University, a private university, teaching a 1-hour class on personal finance. He spends minimal time on this activity.
Employment History
Current Registrations
Hightower Securities, LLCBroker
July 2021 - Present · 4 yrs 10 mos
Hightower Advisors, LLC
July 2021 - Present · 4 yrs 10 mos
Hightower Securities, LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2002 - June 2021 · 18 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2001 - June 2021 · 19 yrs 10 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.