MW
MW
Melinda Warren
23 Years of Experience
Richard, VA
Broker
Melinda Warren is a registered investment advisor at Raymond James & Associates, INC., based in Richard, VA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
Richard, VA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
September 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.
September 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
November 2022 - September 2023 · 10 mos
Raymond James Financial Services Advisors, INC
November 2022 - September 2023 · 10 mos
Morgan Stanley
September 2022 - November 2022 · 2 mos
Morgan StanleyBroker
September 2022 - November 2022 · 2 mos
Raymond James & Associates, INC.
August 2015 - September 2022 · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2015 - September 2022 · 7 yrs 1 mo
Wells Fargo Advisors, LLC
November 2009 - August 2015 · 5 yrs 9 mos
Wells Fargo Advisors, LLCBroker
November 2009 - August 2015 · 5 yrs 9 mos
Edelman Financial Advisors LLC
March 2008 - January 2009 · 10 mos
Smh Capital INC.Broker
February 2008 - January 2009 · 11 mos
First Clearing, LLCBroker
July 2004 - January 2008 · 3 yrs 6 mos
Terra Securities CorporationBroker
February 2001 - October 2003 · 2 yrs 8 mos
Capital Brokerage CorporationBroker
February 2001 - August 2003 · 2 yrs 6 mos
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.