JM
JM

Jaroy Mulkey

24 Years of Experience
San Antonio, TX
Broker

Jaroy Mulkey is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Antonio, TX, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

15000 IH 10 West, Suite E-311-B, San Antonio, TX, 78249

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jaroy works as a financial advisor/employee at Security Service FCU since 2015. This takes about half of his time, with over 41 hours per month during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2015 - Present · 10 yrs 10 mos
Raymond James Financial Services, INC.Broker
November 2015 - Present · 10 yrs 10 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - November 2015 · 1 yr 10 mos
Cetera Investment Services LLCBroker
August 2005 - November 2015 · 10 yrs 3 mos
Cetera Investment Services LLC
August 2005 - January 2014 · 8 yrs 5 mos
Security Service Cuso, L.L.C.
August 2002 - October 2005 · 3 yrs 2 mos
Fiserv Investor Services, INC.Broker
August 2001 - August 2005 · 4 yrs
Financial Network Investment CorporationBroker
April 2001 - August 2001 · 4 mos
State Registrations32 states
AKALARAZCACOFLGAHIIDILINKSKYMIMNMONCNENMNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Jaroy Mulkey - Financial Advisor | TrueAdvisor