DH
CFP
DH
CFP

Diana Lj Harrison

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningSpecial Needs PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
531 clients
Average Client Portfolio
$351K average
Assets Under Management
$186.4M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.60%
$500K - $1.0M1.35%
$1M+1.10%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

15350 SW Sequoia Pkwy, Suite 150, Portland, OR, 97224

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diana is the owner and investment advisor representative at Financial Investment Team, Inc., dedicating full-time hours to investment advisory and planning services. She also owns Plus Tax, Inc., providing tax planning and preparation services, and spends about half her time on this during tax season and about 10-20% of her time outside of tax season. Additionally, Diana is a member of Thunder Paws Farm, LLC, spending minimal time collecting rent for the dog training area.

Employment History
Current Registrations
Peak Brokerage Services, LLCBroker
June 2016 - Present · 9 yrs 8 mos
Peak Brokerage Services, LLC
June 2016 - Present · 9 yrs 8 mos
Financial Investment Team ("fit")
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Next Financial Group, INC.Broker
January 2002 - June 2016 · 14 yrs 5 mos
Linsco/private Ledger CORP.Broker
February 2001 - December 2001 · 10 mos
State Registrations8 states
AZCACOMAMDORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Diana Lj Harrison - Financial Advisor | TrueAdvisor