Steven Serotte
Steven Serotte is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Pleasant Hill, CA, with 24 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2300 Contra Costa Blvd, Suite 600, Pleasant Hill, CA, 94523
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an insurance agent for individual and group life and health insurance since 1996. This activity requires minimal time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Lenox Advisors, INC.
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joseph Carrano, ChFCCitigroup Global Markets INC.
- Brent Herrera, CFPMutual of Omaha Investor Services, INC.
- Gerald Guintu, CFPOsaic Wealth, INC.
- Philip Curran, CFPWells Fargo Advisors
- Kory Swekla, CFAAscension Wealth Partners, LLC
- Amy Wasser, CFP