PFS

Patrick George

25 Years of Experience

Rochester, NY

1 DisclosureBrokerSells Insurance

Patrick George is a PFS-designated registered investment advisor, based in Rochester, NY, with 25 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold.

Location

100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618

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History

Regulatory History (1)

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Customer Dispute

May 2019

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Patrick is a trustee for multiple trusts, a principal at a CPA firm (full-time), and an investment adviser representative for Davie Kaplan Wealth Care Advisors, LLC. He also dedicates minimal time to insurance offerings through Davie Kaplan Wealth Care Advisors, LLC.

Employment History

Current Registrations

Cetera Wealth Services, LLCBroker

September 2025 - Present · 1 yr 1 mo

Previous Registrations

Avantax Advisory Services

October 2023 - September 2025 · 1 yr 11 mos

Avantax Investment Services, INC.Broker

October 2019 - September 2025 · 5 yrs 11 mos

1st Global Capital CORP.Broker

February 2001 - October 2019 · 18 yrs 8 mos

State Registrations13 states

CACOFLKYMANCNHNYOHPASCTXVA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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