PG
PFS
PG
PFS
Patrick George is a PFS-designated registered investment advisor, based in Fairport, NY, with 25 years of industry experience.
Location
Fairport, NY
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2019Settled
Other Business ActivitiesSells Insurance
Patrick is a trustee for multiple trusts, a principal at a CPA firm (full-time), and an investment adviser representative for Davie Kaplan Wealth Care Advisors, LLC. He also dedicates minimal time to insurance offerings through Davie Kaplan Wealth Care Advisors, LLC.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Dkcb Financial Advisors, LLC
June 2021 - Present · 4 yrs 11 mos
Davie Kaplan Wealth Care Advisors, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Avantax Advisory Services
October 2023 - September 2025 · 1 yr 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Capital CORP.Broker
February 2001 - October 2019 · 18 yrs 8 mos
State Registrations12 states
CACOFLKYMANCNHNYOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.