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Travis Riggs

25 Years of Experience
Bentonville, AR
2 DisclosuresSells Insurance

Travis Riggs is a registered investment advisor at Private Advisor Group, LLC, based in Bentonville, AR, with 25 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1129 NW J Street, Bentonville, AR, 72712

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
Customer Dispute
February 2020
Settled
Other Business ActivitiesSells Insurance

Travis uses Natural State Wealth Advisors for his investment advice business through Private Advisor Group, LLC. He also sells insurance products as an independent agent and provides tax advice and preparation services, both separate from his investment advisory role.

Employment History
Current Registrations
Private Advisor Group, LLC
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Equitable Advisors, LLC
March 2002 - May 2023 · 21 yrs 2 mos
Equitable Advisors, LLCBroker
January 2001 - May 2023 · 22 yrs 4 mos
State Registrations2 states
ARTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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