Kelli Frederick
Kelli Frederick is a registered investment advisor at Cetera Investment Advisers LLC, based in Prairieville, LA, with 24 years of industry experience. Kelli operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Prairieville, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelli owns The Looking Glass Photo Booth LLC, a photo booth rental business, since April 2023. She spends a few hours per week on this activity, with minimal time during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Financial Specialists LLC
Cetera Wealth Services, LLC
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
Hancock Whitney Investment Services INC.Broker
Hancock Investment Services, INC.Broker
Financial Design, INC.Broker
Raymond James Financial Services, INC.Broker
Financial Design, INC.Broker
State Registrations1 state
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