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Thomas Mang

25 Years of Experience
San Diego, CA
Broker

Thomas Mang is a registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 25 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

San Diego, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas owns Thomas H Mang Financial, providing financial services to clients since 2012, dedicating a full-time commitment. He also owns Thomas Mang Financial Services as a DBA since 2022, spending about 10-20% of his time on this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2004 - Present · 22 yrs 2 mos
Cetera Financial Specialists LLCBroker
February 2001 - Present · 25 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Mang - Financial Advisor | TrueAdvisor