Donald Cain is a registered investment advisor, based in Xenia, OH, with 24 years of industry experience.
Location
114 S Detroit St, Xenia, OH, 45385
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald is an independent insurance agent for various independent insurance companies through Montgomery Insurance & Investment Agency Inc. since 2000, spending a few hours per week. He is also an advisory representative of a RIA and an employee/independent insurance agent for various independent insurance companies through MII Asset Management LLC, dedicating minimal time to the latter.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.