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Thuy West

25 Years of Experience
St Louis, MO
Broker

Thuy West is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, St Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2010 - February 2013 · 2 yrs 8 mos
Morgan Keegan & Company, INC.Broker
June 2010 - February 2013 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - June 2010 · 8 mos
Banc of America Investment Services, INC.
July 2004 - October 2009 · 5 yrs 3 mos
Banc of America Investment Services, INC.Broker
June 2004 - October 2009 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
March 2001 - June 2004 · 3 yrs 3 mos
State Registrations9 states
AZCOFLIDILMOTXWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.