Alicia Rivera is a registered investment advisor, based in Austin, TX, with 23 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alicia serves as a trustee for Vertical Chapel, managing the church's financial and operational aspects. This board position involves minimal time and is not investment-related.
Employment History
Current Registrations
Kestra Investment Services, LLC
April 2023 - Present · 3 yrs 1 mo
Kestra Advisory Services, LLC
April 2023 - Present · 3 yrs 1 mo
Kestra Investment Services, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
June 2014 - March 2023 · 8 yrs 9 mos
Ameriprise Financial Services, LLCBroker
June 2014 - March 2023 · 8 yrs 9 mos
LPL Financial LLCBroker
August 2013 - July 2014 · 11 mos
LPL Financial LLC
August 2013 - July 2014 · 11 mos
Ameriprise Financial Services, INC.
June 2012 - August 2013 · 1 yr 2 mos
Ameriprise Financial Services, INC.Broker
July 2011 - August 2013 · 2 yrs 1 mo
RBC Capital Markets, LLCBroker
October 2002 - June 2011 · 8 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.