John Stephens
John Stephens is a registered investment advisor at Royal Fund Management, LLC, based in Allen, TX, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 4,966 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Certain existing clients may be billed under a different fee schedule. An additional 0.25% is charged for the Dividend Enhancement Overlay Strategy. Accounts managed with option strategies have a different fee schedule: $100,000 - $250,000: 2.00%, $250,001 - $500,000: 1.75%, $500,001 and Above: 1.50%. Fees are negotiable.
Fee Estimator
Location
Allen, TX
Get directionsHistory
Regulatory History (1)
Criminal
April 1986Other Business ActivitiesSells Insurance
John is a managing member of Triple Threat Financial Services, LLC, a financial services marketing and sales company, and spends minimal time creating marketing pieces. He is also an insurance agent since 2003, selling life, health, and annuity products, and a managing member/CPA of John W. Stephens, CPA, PLLC, spending about 10% of his time on the latter.
Employment History
Current Registrations
Royal Fund Management, LLC
Previous Registrations
American Elite Retirement
1st Global Advisors INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.