Susan Lee is a ChFC-designated registered investment advisor, based in Honolulu, HI, with 25 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
999 Bishop Street, Suite 1850, Honolulu, HI, 96813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Susan works for First Hawaiian Advisors as a branch manager delegate and for First Hawaiian Bank as a compliance administrator, dedicating about half her time and full-time hours respectively. She also owns rental real estate property, spending minimal time on it.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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