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Ottilia Stura

MML Investors Services, LLC
25 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Ottilia Stura is a registered investment advisor at MML Investors Services, LLC, based in Fairfield, NJ, with 25 years of industry experience. Ottilia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

30 Two Bridges Road, Suite 320, Fairfield, NJ, 07004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ottilia is a sales agent for individual life/health, property/casualty, and group life/health insurance since 2019. This takes a few hours per week, with minimal time spent during SEC trading hours.

Employment History
Current Registrations
MML Investors Services, LLC
February 2019 - Present · 7 yrs 8 mos
MML Investors Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
MML Investors Services, LLC
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2018 - December 2018 · 10 mos
Raymond James Financial Services, INC.Broker
February 2018 - December 2018 · 10 mos
MML Investors Services, LLCBroker
March 2017 - January 2018 · 10 mos
MML Investors Services, LLC
March 2017 - January 2018 · 10 mos
Msi Financial Services, INC.
November 2015 - March 2017 · 1 yr 4 mos
Msi Financial Services, INC.Broker
October 2015 - March 2017 · 1 yr 5 mos
J.P. Morgan Securities LLC
October 2012 - November 2015 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2015 · 3 yrs 1 mo
Chase Investment Services CORP.
October 2006 - October 2012 · 6 yrs
Chase Investment Services CORP.Broker
October 2006 - October 2012 · 6 yrs
Bny Investment Center INC.Broker
October 2002 - October 2006 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - October 2002 · 1 yr 6 mos
Metropolitan Life Insurance CompanyBroker
February 2001 - April 2001 · 2 mos
Metlife Securities INC.Broker
February 2001 - April 2001 · 2 mos
State Registrations8 states
CAFLMANCNJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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