MN
MN
Mark Nicholson
25 Years of Experience
Missoula, MT
1 DisclosureBroker
Mark Nicholson is a registered investment advisor at D.A. Davidson & CO., based in Missoula, MT, with 25 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
283 W. Front Street, Suite 101, Missoula, MT, 59807
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020Settled
Employment History
Current Registrations
D.A. Davidson & CO.
June 2008 - Present · 17 yrs 11 mos
D.A. Davidson & CO.Broker
February 2001 - Present · 25 yrs 3 mos
State Registrations20 states
AKAZCACOFLIDMIMNMTNCNENJNMNVORTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.