YC
YC

Yuji Chao

24 Years of Experience
Los Angeles, CA
Broker

Yuji Chao is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Los Angeles, CA, with 24 years of industry experience. Yuji operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

120 S San Pedro St, Los Angeles, CA, 90012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2006 - Present · 20 yrs 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2006 - Present · 20 yrs 3 mos
Previous Registrations
Wm Financial Services, INC.
August 2004 - February 2006 · 1 yr 6 mos
Wm Financial Services, INC.Broker
September 2002 - February 2006 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2001 - February 2002 · 10 mos
State Registrations16 states
AZCADEHIIDMIMONJNMNVNYOHORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Yuji Chao - Financial Advisor | TrueAdvisor