Lee Kalotta
Lee Kalotta is a registered investment advisor at Ameriprise Financial Services, LLC, based in Oakbrook Terrace, IL, with 17 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1 Tower Ln Ste 2160, Oakbrook Terrace, IL, 60181
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lee has a pass-through business ownership in Pena Kalotta LLC since 2022 and co-owns Oakbrook Cornerstone, LLC since 2024, managing the Ameriprise business. Lee spends minimal time on these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Spencer Trask Ventures, INC.Broker
Kingsbury Capital Investment Advisors LLC
Kingsbury Capital LLCBroker
Leumi Investment Services INC.
Leumi Investment Services INC.Broker
Brewer Financial Services, LLCBroker
Usf Advisors, LLC
Usf Securities, L.P.Broker
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
H&r Block Financial Advisors, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.