Saul Mendoza is a registered investment advisor, based in Windsor, CO, with 23 years of industry experience.
Location
Windsor, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
March 2025 - Present · 1 yr 2 mos
T. Rowe Price Investment Services, INC.
March 2025 - Present · 1 yr 2 mos
T. Rowe Price Investment Services, INC.Broker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
April 2023 - January 2025 · 1 yr 9 mos
J.P. Morgan Securities LLC
April 2023 - January 2025 · 1 yr 9 mos
Ars Wealth Advisors
March 2022 - December 2022 · 9 mos
Vanguard Marketing CorporationBroker
August 2008 - January 2022 · 13 yrs 5 mos
Oppenheimerfunds Distributor, INC.Broker
November 2002 - July 2008 · 5 yrs 8 mos
VALIC Financial Advisors, INC.Broker
February 2001 - March 2002 · 1 yr 1 mo
The Variable Annuity Marketing CompanyBroker
February 2001 - December 2001 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.