ME
ME

Michael Ellis

24 Years of Experience
North Little Rock, AR
BrokerSells Insurance

Michael Ellis is a registered investment advisor, based in North Little Rock, AR, with 24 years of industry experience.

Location

5320 Northshore Drive, North Little Rock, AR, 72118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Michael is an Investment Advisor Representative (IAR) and financial advisor with Sowell Management Services, dedicating full-time hours to this role. He also owns Ellis Land Company, LLC, a real estate company, and works as an insurance agent for Fixed Insurance and PKSF, spending a few hours per week on each.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2024 - Present · 2 yrs
Sowell Management
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2015 - July 2024 · 9 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2015 - July 2024 · 9 yrs 6 mos
Edward Jones
January 2007 - January 2015 · 8 yrs
Edward JonesBroker
March 2001 - January 2015 · 13 yrs 10 mos
State Registrations7 states
ALFLGAIAKYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Ellis - Financial Advisor | TrueAdvisor