Remick Ham
Remick Ham is a registered investment advisor at LPL Financial LLC, based in Alamogordo, NM, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1400 E 9th St Suite A, Alamogordo, NM, 88310
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Remick operates Legacy Financial Partners as a DBA for his LPL business. He also sells whole and term life insurance through Legacy Financial Partners, dedicating minimal time to this activity, and owns RemVal LLC, a real estate rental business, also dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Tcfg Wealth Management, LLCBroker
Tcfg Investment Advisors, LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.