SG
SG

Shermicker Galloway

20 Years of Experience
St. Cloud, MN
Broker

Shermicker Galloway is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Cloud, MN, with 20 years of industry experience. Shermicker operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 First St. S. Suite 300, St. Cloud, MN, 56301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shermicker is a photographer for Meka Galloway Photography since 2017, specializing in portrait, landscape, and event photography. This requires a few hours per week and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Investment Services LLC
May 2023 - Present · 3 yrs 2 mos
Cetera Investment Services LLCBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Cetera Financial Specialists LLCBroker
May 2023 - May 2025 · 2 yrs
Cetera Advisor Networks LLCBroker
May 2023 - May 2025 · 2 yrs
Cetera Advisors LLCBroker
May 2023 - May 2025 · 2 yrs
Cetera Advisor Networks LLC
May 2023 - June 2023 · 1 mo
J.P. Morgan Securities LLC
April 2018 - December 2021 · 3 yrs 8 mos
J.P. Morgan Securities LLCBroker
March 2018 - March 2023 · 5 yrs
Capital One Advisors, LLC
April 2017 - March 2018 · 11 mos
Capital One Investing, LLCBroker
March 2017 - March 2018 · 1 yr
LPL Financial LLCBroker
August 2015 - January 2017 · 1 yr 5 mos
LPL Financial LLC
August 2015 - January 2017 · 1 yr 5 mos
USAA Financial Planning Services
December 2014 - July 2015 · 7 mos
USAA Financial Advisors, INC.Broker
September 2014 - July 2015 · 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2012 - August 2014 · 1 yr 10 mos
Fsc Securities CorporationBroker
April 2011 - August 2011 · 4 mos
Kcd Financial, INC.Broker
April 2008 - April 2011 · 3 yrs
Behringer Securities LPBroker
January 2006 - November 2007 · 1 yr 10 mos
Fidelity Brokerage Services LLCBroker
May 2001 - July 2003 · 2 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Shermicker Galloway - Financial Advisor | TrueAdvisor