KW
CFP
KW
CFP

Kenneth Whittaker

25 Years of Experience
Merritt Island, FL
1 DisclosureBroker

Kenneth Whittaker is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Merritt Island, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

Merritt Island, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2012
Settled
Other Business Activities

Kenneth is the owner of CPA Financial Enrichment Group, a support company for his financial business, dedicating about half his time to it. He also owns Whittaker Dubois Investments, a real estate brokerage that leases property to his business, but spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2009 - Present · 16 yrs 6 mos
Raymond James Financial Services, INC.
September 2003 - Present · 22 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2003 - Present · 22 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2009 - October 2009 · 4 mos
Raymond James Financial Services
October 2003 - October 2009 · 6 yrs
1st Global Advisors INC
August 2001 - October 2003 · 2 yrs 2 mos
1st Global Capital CORP.Broker
February 2001 - October 2003 · 2 yrs 8 mos
State Registrations27 states
ALARAZCACOFLGAIALAMAMDMIMONCNJNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Whittaker - Financial Advisor | TrueAdvisor