RS
CFP
RS
CFP

Richard Sementa

25 Years of Experience
Wilmington, NC
Broker

Richard Sementa is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Wilmington, NC, with 25 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1001 Military Cutoff Rd., Suite 100, Wilmington, NC, 28405

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.Broker
October 2023 - Present · 2 yrs 7 mos
D.A. Davidson & CO.
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - October 2023 · 2 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - October 2023 · 2 yrs 8 mos
Bb&t Securities, LLCBroker
January 2016 - February 2021 · 5 yrs 1 mo
Bb&t Securities, LLC
January 2016 - February 2021 · 5 yrs 1 mo
United Brokerage Services INC
August 2011 - December 2015 · 4 yrs 4 mos
United Brokerage Services, INCBroker
August 2011 - December 2015 · 4 yrs 4 mos
LPL Financial LLCBroker
January 2008 - August 2011 · 3 yrs 7 mos
LPL Financial LLC
July 2007 - August 2011 · 4 yrs 1 mo
Uvest Financial Services Group, INC.
October 2004 - January 2008 · 3 yrs 3 mos
Uvest Financial Services Group, INC.Broker
October 2004 - January 2008 · 3 yrs 3 mos
VALIC Financial Advisors, INC.
August 2003 - October 2004 · 1 yr 2 mos
VALIC Financial Advisors, INC.Broker
August 2003 - October 2004 · 1 yr 2 mos
Bb&t Investment Services, INC.
May 2002 - August 2003 · 1 yr 3 mos
Bb&t Investment Services, INC.Broker
April 2001 - August 2003 · 2 yrs 4 mos
Ids Life Insurance CompanyBroker
February 2001 - April 2001 · 2 mos
American Express Financial Advisors INC.Broker
February 2001 - April 2001 · 2 mos
State Registrations40 states
AKALARAZCACOCTDEFLGAHIIAILINKSKYMAMDMIMOMSMTNCNHNJNYOHORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Sementa - Financial Advisor | TrueAdvisor