Michael Rose
Michael Rose is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lafayette, IN, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
250 West Main Street, Suite 530, Lafayette, IN, 47901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is the President of Four Roses Cattle LLC, a family farm corporation, dedicating a few hours per week. He also serves as a Church Elder at Shiloh Christian Church, spending a few hours per week in spiritual leadership.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
City Securities CorporationBroker
City Securities Corporation
Natcity Investments, INC.
Natcity Investments, INC.Broker
Edward JonesBroker
State Registrations30 states
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