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Terence Smith

Planmember Securities Corporation
23 Years of Experience
Flagstaff, AZ
1 DisclosureBroker
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Terence Smith is a registered investment advisor at Planmember Securities Corporation, based in Flagstaff, AZ, with 23 years of industry experience. Terence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.

Planmember Securities Corporation
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
445 advisors
Number of Clients
69,645 clients
Average Client Portfolio
$145K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K0.25%
$500K - $1.0M0.20%
$1M+0.10%

Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Flagstaff, AZ

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History

Regulatory History (1)
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Judgment / Lien
October 2022
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Planmember Securities Corporation
November 2020 - Present · 5 yrs 11 mos
Planmember Securities CorporationBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Securities America Advisors, INC.
July 2013 - November 2020 · 7 yrs 4 mos
Securities America, INC.Broker
September 2010 - November 2020 · 10 yrs 2 mos
Horace Mann Investors INCBroker
March 2010 - November 2010 · 8 mos
Allstate Financial Services, LLCBroker
February 2008 - May 2008 · 3 mos
Aig Retirement Advisors, INC.
November 2003 - March 2008 · 4 yrs 4 mos
Aig Retirement Advisors, INC.Broker
February 2001 - March 2008 · 7 yrs 1 mo
The Variable Annuity Marketing CompanyBroker
February 2001 - December 2001 · 10 mos
State Registrations6 states
AZCAFLSCTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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