Judith Vicks-Sweet
Judith Vicks-Sweet is a CFA-designated registered investment advisor at Strategic Financial Services, based in Utica, NY, with 4 years of industry experience. Judith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 1,336 clients with $2.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $15.0M | 0.50% |
| $15M+ | 0.45% |
Fees are negotiable on a client-by-client basis. Reduced pricing schedules may apply for accounts with low-cost basis securities.
Fee Estimator
Location
114 Business Park Drive, Utica, NY, 13502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Judith is a governing board director for Lifetime Care Companies, a health insurance company. She also dedicates minimal time to finance committees for Save the River, ITOG, and the Episcopal Diocese of Central NY.
Employment History
Current Registrations
Strategic Financial Services
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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