David Wald is a registered investment advisor, based in Mandan, ND, with 25 years of industry experience.
Location
4431 Memorial Hwy, Mandan, ND, 58554
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved with the Bismarck Cancer Center Foundation and Easter Seals/Goodwill of North Dakota. He also works as an agent/broker for Sand Fixed Insurance, owns rental property, and owns Lux Wealth Advisors, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.