Carl Hafele is a CFA-designated registered investment advisor at Private Client Services, LLC, based in Louisville, KY, with 11 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
500 N Hurstbourne Pkwy, Suite 425, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl is an instructor at Bellarmine University and a board member for Beneke Wire Company and Sourcing Insights. He is also CEO of Hafele Investments, Inc. (an investment advisory business, taking nearly full-time) and a managing member for several LLCs, including Hafele Funds Management LLC (overseeing offerings for a Senior Living Fund Series, dedicating a few hours per week).
Employment History
Current Registrations
Private Client Services, LLC
Previous Registrations
Lanier Asset Management, LLC
State Registrations2 states
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