Carl Hafele is a CFA-designated registered investment advisor at Hafele Investments, based in Bonita Springs, FL, with 12 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 9 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable and memorialized in the client's advisory agreement.
Fee Estimator
Location
Bonita Springs, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl is an instructor at Bellarmine University and a board member for Beneke Wire Company and Sourcing Insights. He is also CEO of Hafele Investments, Inc. (an investment advisory business, taking nearly full-time) and a managing member for several LLCs, including Hafele Funds Management LLC (overseeing offerings for a Senior Living Fund Series, dedicating a few hours per week).
Employment History
Current Registrations
Hafele Investments
Previous Registrations
Private Client Services, LLC
Lanier Asset Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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