Randy Wilcox is a registered investment advisor, based in Cedar Rapids, IA, with 24 years of industry experience.
Location
4201 42nd Street NE, Suite 100, Cedar Rapids, IA, 52402-7101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Randy is an officer for affiliated companies of Berthel Fisher & Company, providing financial services. This activity takes nearly all of Randy's time.
Employment History
Current Registrations
Securities Management & Research, INC.Broker
September 2011 - Present · 14 yrs 8 mos
Bfc Planning, INC.
June 2011 - Present · 14 yrs 11 mos
Berthel Fisher & Company Financial Services, INC.
September 2005 - Present · 20 yrs 8 mos
Berthel, Fisher & Company Financial Services, INC.Broker
February 2003 - Present · 23 yrs 3 mos
Previous Registrations
Securities Management and Research, INC. ("sm&r")
September 2011 - April 2012 · 7 mos
Nations Financial Group, INC.Broker
August 2002 - January 2003 · 5 mos
Berthel, Fisher & Company Financial Services, INC.Broker
April 2001 - August 2002 · 1 yr 4 mos
State Registrations23 states
ARAZCACOIAIDINKSLAMAMNMOMTNDNENMNVOKORSDTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.