Carter Randolph is a registered investment advisor at Randolph CO INC, based in Cincinnati, OH, with 9 years of industry experience. Carter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 59 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.65% |
Household accounts aggregating more than $3,000,000 are subject to a negotiated fee.
Fee Estimator
Location
10653 Techwoods Circle, Suite 101, Cincinnati, OH, 45242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carter is involved in insurance sales through Wilson Private Capital, LLC, dedicating minimal time and earning commissions. Carter also serves on the boards of several non-profit organizations and is a member of Wile Holdings, LLC.
Employment History
Current Registrations
Randolph CO INC
Previous Registrations
Omega Wealth Private Capital LLC
Randolph CO INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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