HK
HK

Henry Keegan

24 Years of Experience
Stamford, CT
BrokerSells Insurance

Henry Keegan is a registered investment advisor, based in Stamford, CT, with 24 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Henry is an Investment Advisor Representative at Steward Partners Investment Advisory, LLC since 2020. He is also an Insurance Agent at Steward Partners Global Advisory, LLC, but spends minimal time on either activity.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
September 2020 - May 2022 · 1 yr 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - September 2020 · 17 yrs 2 mos
Wells Fargo Clearing Services, LLC
July 2003 - September 2020 · 17 yrs 2 mos
Prudential Securities Incorporated
July 2001 - July 2003 · 2 yrs
Prudential Securities IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
State Registrations10 states
CADCDEFLMDNCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Henry Keegan - Financial Advisor | TrueAdvisor