Carl Libert
Carl Libert is a registered investment advisor at Santander Securities, based in Hopatcong, NJ, with 21 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.
Location
110 River Styx Road, Hopatcong, NJ, 07843
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2013Customer Dispute
July 2013Customer Dispute
July 2013Other Business Activities
Carl owns rental property and receives rental income since 2018. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Santander Securities
Santander Securities LLCBroker
Previous Registrations
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Citicorp Investment ServicesBroker
Janney Montgomery Scott LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.