Carl Libert
Carl Libert is a registered investment advisor at Santander Securities, based in Hopatcong, NJ, with 21 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.30% |
| $50K - $250K | 1.30% |
| $250K - $500K | 1.25% |
| $500K - $1000K | 1.20% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.10% |
| $3.0M - $5.0M | 1.08% |
| $5.0M - $10.0M | 1.03% |
| $10M+ | 0.94% |
Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.
Fee Estimator
Location
110 River Styx Road, Hopatcong, NJ, 07843
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2013Customer Dispute
July 2013Customer Dispute
July 2013Other Business Activities
Carl owns rental property and receives rental income since 2018. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Santander Securities
Santander Securities LLCBroker
Previous Registrations
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Citicorp Investment ServicesBroker
Janney Montgomery Scott LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.