Rainbow Brooks is a registered investment advisor at D.A. Davidson & CO., based in Roseville, CA, with 22 years of industry experience. Rainbow operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2901 Douglas Blvd., Suite 255, Roseville, CA, 95661
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rainbow is a beauty consultant for Mary Kay since 2009, selling beauty products. This activity requires minimal time.
Employment History
Current Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Previous Registrations
Newbridge Securities CorporationBroker
Aurora Capital LLCBroker
Strategy Asset Managers L.L.C.
Holly Street Wealth Advisors
Mid Atlantic Capital CorporationBroker
London Pacific Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.