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David Lyman

25 Years of Experience
Cheektowaga, NY
Broker

David Lyman is a registered investment advisor, based in Cheektowaga, NY, with 25 years of industry experience.

Location

300 Airborne Parkway, Suite 216, Cheektowaga, NY, 14225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is involved in several community activities, including serving on the board of directors for the Depew Lancaster Boys & Girls Club, teaching with Junior Achievement, scorekeeping for basketball games, and serving as a school board member. These activities take up minimal time each week.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
July 2016 - June 2019 · 2 yrs 11 mos
Foresters Financial Services, INC.Broker
February 2001 - June 2019 · 18 yrs 4 mos
State Registrations7 states
COFLNCNYOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Lyman - Financial Advisor | TrueAdvisor