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Eugene Thompson

25 Years of Experience
Raleigh, NC
8 DisclosuresBroker

Eugene Thompson is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 25 years of industry experience. Eugene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
105 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B

Fee Structure

Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2025
Pending
Customer Dispute
April 2025
Settled
Customer Dispute
September 2024
Settled
Customer Dispute
July 2024
Settled
Customer Dispute
February 2024
Settled
Customer Dispute
October 2023
Settled
Customer Dispute
July 2022
Settled
Customer Dispute
January 2017
Settled
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
February 2014 - Present · 12 yrs 3 mos
Capital Investment Group, INC.Broker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2001 - February 2014 · 12 yrs 2 mos
Wells Fargo Advisors, LLCBroker
March 2001 - February 2014 · 12 yrs 11 mos
State Registrations7 states
ALCOFLGAMONCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.