Edward Sullivan is a CFA-designated registered investment advisor at Efs Asset Management LLC, based in Dallas, TX, with 17 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 32 clients with $70M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.4% to 2% and are negotiable based on account size and strategy.
Fee Estimator
Location
2608 Hibernia St., Suite 104, Dallas, TX, 75204
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Efs Asset Management LLC
Previous Registrations
Five Keys Capital Advisors INC.
Five Keys Capital Advisors INC.
White Star Asset Management, LLC
Sage Advisory Services LTD CO
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.