James Panozzo is a registered investment advisor, based in Muskegon, MI, with 24 years of industry experience.
Location
316 Morris Ave Ste 440, Muskegon, MI, 49440
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James is an advisor at Investment Management Group, Inc. since 2008, dedicating full-time hours to this role.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
June 2010 - July 2012 · 2 yrs 1 mo
First Allied Securities, INC.Broker
April 2007 - September 2022 · 15 yrs 5 mos
Robert W. Baird & CO. IncorporatedBroker
April 2001 - April 2007 · 6 yrs
State Registrations10 states
AZFLILINKYMIOHPAUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.