LM
LM
Larry Michaels
23 Years of Experience
Santa Ana, CA
4 Disclosures
Larry Michaels is a registered investment advisor at Legacy Advisory Group, INC, based in Santa Ana, CA, with 23 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 76 clients with $53M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
76 clients
Average Client Portfolio
$701K average
Assets Under Management
$53.2M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is up to 2.00% for general portfolio management, and up to 2.50% for LPL Financial sponsored advisory programs. Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
1932 E Deere Ave, Ste 220, Santa Ana, CA, 92705
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2024Regulatory
April 2024Final
Customer Dispute
December 2020Settled
Customer Dispute
September 2013Settled
Employment History
Current Registrations
Legacy Advisory Group, INC
May 2026 - Present · 5 mos
Previous Registrations
Legacy Advisory Group, INC
December 2023 - April 2024 · 4 mos
Crown Capital Securities, L.P.Broker
October 2012 - May 2024 · 11 yrs 7 mos
Crown Capital Securities, L.P.
October 2012 - May 2024 · 11 yrs 7 mos
J P Turner & Company Capital Management, LLC
October 2009 - October 2012 · 3 yrs
J.P. Turner & Company, L.L.C.Broker
October 2009 - October 2012 · 3 yrs
Crown Capital Securities, L.P.
September 2003 - October 2009 · 6 yrs 1 mo
Crown Capital Securities, L.P.Broker
September 2003 - October 2009 · 6 yrs 1 mo
New England Securities Corporation
December 2001 - September 2003 · 1 yr 9 mos
New England SecuritiesBroker
October 2001 - September 2003 · 1 yr 11 mos
Pruco Securities CorporationBroker
July 2001 - October 2001 · 3 mos
Prudential Securities IncorporatedBroker
April 2001 - July 2001 · 3 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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