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Michael Lawson

MML Investors Services, LLC
15 Years of Experience
Indianapolis, IN
3 DisclosuresBroker
View SEC Summary
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Michael Lawson is a registered investment advisor at MML Investors Services, LLC, based in Indianapolis, IN, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

8888 Keystone Crossing, Suite 1600, Indianapolis, IN, 46240

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 2022
Final Disposition
Customer Dispute
February 2022
Settled
Regulatory
January 2022
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
April 2026 - Present · 6 mos
MML Investors Services, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Eagle Strategies LLC
March 2014 - May 2022 · 8 yrs 2 mos
Nylife Securities LLCBroker
September 2010 - May 2022 · 11 yrs 8 mos
Houlihan Lokey Howard & Zukin Capital, INC.Broker
November 2003 - June 2006 · 2 yrs 7 mos
Andersen Corporate Finance LLCBroker
May 2001 - May 2002 · 1 yr
State Registrations3 states
CAINNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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