Wayne Slappy
Wayne Slappy is a registered investment advisor at Steelpeak Wealth, LLC, based in Woodland Hills, CA, with 13 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,358 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SteelPeak Wealth charges an annual fee based on the value of your portfolio. The fee ranges from 0.75% to 1.75% per year, depending on the size and composition of your portfolio and the services you receive. The fee is calculated each quarter, in advance, based on the market value of your investments on the last day of the previous quarter. The firm may negotiate a different fee rate for certain client holdings, such as assets held away, accommodation accounts, or alternative investments.
Location
21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (4)
Financial
November 2022Financial
June 2021Financial
July 2020Financial
June 2020Other Business ActivitiesSells Insurance
Wayne is an insurance agent selling insurance through various carriers since 2012. He also participates in a referral network and a Rotary Club, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Steelpeak Wealth, LLC
Previous Registrations
Waddell & Reed
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.