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Donald Bateman

National Wealth Management Group, LLC
25 Years of Experience
Cincinnati, OH
Broker
View SEC Summary
View SEC Summary

Donald Bateman is a registered investment advisor at National Wealth Management Group, LLC, based in Cincinnati, OH, with 25 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Divorce Planning, and 9 more. Their firm serves 1,314 clients with $530M in assets under management.

National Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
1,314 clients
Average Client Portfolio
$407K average
Assets Under Management
$534.9M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual advisory fee is 2.25%. Fees are negotiable based on account size, complexity, and overall relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

11260 Chester Road, Suite 250, Cincinnati, OH, 45246-0002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Donald is an Investment Advisor Representative (IAR) with National Wealth Management Group, LLC, dedicating about a quarter of his time to this role. He also plays in the Donnie Bateman Band, provides real estate services, and works in car sales, dedicating minimal time to each of these activities.

Employment History
Current Registrations
National Wealth Management Group, LLC
January 2016 - Present · 10 yrs 9 mos
LPL Financial LLCBroker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
National Wealth Management Group, LLC
January 2016 - December 2021 · 5 yrs 11 mos
LPL Financial LLC
February 2013 - September 2016 · 3 yrs 7 mos
Dawson James Asset Management, INC.
July 2010 - February 2013 · 2 yrs 7 mos
Dawson James Securities, INC.Broker
July 2010 - February 2013 · 2 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Citigroup Global Markets INC.
October 2005 - June 2009 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
September 2005 - June 2009 · 3 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 2001 - August 2005 · 4 yrs
State Registrations9 states
DEFLGAILMANCNHNYVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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