John Daniel
John Daniel is a registered investment advisor at New York Life Investment Management LLC, based in Atlanta, GA, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.
Location
Atlanta, GA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
New York Life Investment Management LLC
Nylife Distributors LLC
Nylife Distributors LLCBroker
Previous Registrations
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
Fred Alger & Company, IncorporatedBroker
Virtus Investment Advisers, INC.
Vp Distributors LLCBroker
Virtus Fund Advisers, LLC
Ridgeworth Distributors LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Ridgeworth Distributors LLCBroker
Enterprise Fund Distributors, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.