John Cockrell
John Cockrell is a registered investment advisor at Cetera Investment Advisers LLC, based in Bethesda, MD, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6720B Rockledge Drive, Suite 440A, Bethesda, MD, 20817
Get directionsHistory
Regulatory History (4)
Financial
March 2021Financial
August 2020Financial
April 2019Financial
April 2019Other Business ActivitiesSells Insurance
John sells life insurance, annuities, and long-term care products as an insurance agent, dedicating a few hours per week. He also works as a client associate for Harvest Wealth, providing client service and operational support, which is a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Santander Securities
Santander Securities LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Pruco Securities, LLC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Riggs Securities INC.Broker
Riggs Securities INC.
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.