Derek Ketel
Derek Ketel is a registered investment advisor at Citigroup Global Markets INC., based in Jacksonville, FL, with 20 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, NIC, 14000 Citi Cards Way - C1, Jacksonville, FL, 32258
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek assists his wife with her laser engraving side business, Wood & Whimzy, helping in the workshop and representing them at craft shows. He spends a few hours per week on this activity, primarily on weekends.
Employment History
Current Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Previous Registrations
Victory Capital Management INC.
Victory Capital Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Alps Distributors, INC.Broker
American Skandia Marketing, INC.Broker
Allstate Distributors, L.L.C.Broker
Morgan Stanley Dw INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.