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Steven Thompson

Avantra Family Wealth, INC.
24 Years of Experience
Mechanicsburg, PA
Sells Insurance
View SEC Summary
View SEC Summary

Steven Thompson is a registered investment advisor at Avantra Family Wealth, INC., based in Mechanicsburg, PA, with 24 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 5 more. Their firm serves 223 clients with $220M in assets under management.

Avantra Family Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
223 clients
Average Client Portfolio
$994K average
Assets Under Management
$221.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual investment advisory fees range from 0.15% to 1.50% based on assets under management and complexity. Fees are negotiable at the sole discretion of the firm.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Sterling Parkway, Suite 107, Mechanicsburg, PA, 17050

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is a founding partner and family wealth advisor at Avantra Family Wealth LLC, dedicating a significant amount of time to operations, billing, trading, client service, and limited client advising. He is also a partner at Miacomet Partners LLC, focusing on operations, billing, and compliance consulting.

Employment History
Current Registrations
Avantra Family Wealth, INC.
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Sanctuary Securities, INC.Broker
January 2019 - June 2021 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2002 - July 2017 · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - July 2017 · 15 yrs
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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