Steven Thompson
Steven Thompson is a registered investment advisor at Avantra Family Wealth, INC., based in Mechanicsburg, PA, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 223 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Avantra Family Wealth charges a percentage of your portfolio annually for investment management services. The exact percentage ranges from 0.05% to 2.00% depending on the amount you invest and the complexity of your financial situation. Fees are paid quarterly in advance. Avantra may use independent managers, but the total fee will not exceed 3.00% annually.
Location
100 Sterling Parkway, Suite 107, Mechanicsburg, PA, 17050
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a founding partner and family wealth advisor at Avantra Family Wealth LLC, dedicating a significant amount of time to operations, billing, trading, client service, and limited client advising. He is also a partner at Miacomet Partners LLC, focusing on operations, billing, and compliance consulting.
Employment History
Current Registrations
Avantra Family Wealth, INC.
Previous Registrations
Sanctuary Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.