FA
FA
Frederick Arbusto
24 Years of Experience
Wakefield, RI
1 DisclosureBroker
Frederick Arbusto is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wakefield, RI, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
36 S. County Commons Way, Suite C9, Wakefield, RI, 02879
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2004Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2025 - January 2025 · 0 mos
LPL Financial LLC
June 2018 - January 2025 · 6 yrs 7 mos
LPL Financial LLCBroker
June 2018 - January 2025 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2018 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2018 · 8 yrs 9 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.Broker
April 2003 - October 2004 · 1 yr 6 mos
Quick & Reilly, INC.
April 2003 - October 2004 · 1 yr 6 mos
Morgan Stanley
January 2002 - January 2003 · 1 yr
Morgan Stanley Dw INC.Broker
August 2001 - January 2003 · 1 yr 5 mos
State Registrations16 states
CACTDCFLKYMAMDMONCNJNMNYRISCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.