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Yoshimasa Hotta

23 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Yoshimasa Hotta is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 23 years of industry experience. Yoshimasa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3600 Wilshire Blvd Suite 1914, Los Angeles, CA, 90010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Yoshimasa sells fixed insurance products including life, health, and annuities. He is also an owner (40%) of Hotta, Liesenberg, Saito LLP - CPA, spending nearly full-time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2006 - Present · 19 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2016 - June 2023 · 7 yrs 5 mos
AXA Advisors, LLCBroker
December 2001 - July 2005 · 3 yrs 7 mos
State Registrations3 states
CAMINY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.